News and Events

08/16/2013

Client Alert: SEC allows advertising in the offering of unregistered securities under Regulation D

Etahn M. Cohen, "SEC Allows General Solicitation in Offerings of Unregistered Securities Under Regulation D," Sugar Felsenthal Grais & Hammer LLP Client Alert (August 2013)

In this Client Alert, Etahn Cohen summarizes the new amendments to Regulation D allowing the use of general advertising and solicitation in the offering and sale of unregistered securities.  The alert discusses the conditions to the use of general advertising and the implications for the offering of unregistered securities.